*
3.12. Protocol on MiFID Passport Notifications |
CESR/07-317 |
May 2007 |
Table of Contents | |
|---|---|
Executive Summary | 3 |
Part I - General Considerations | 4 |
Part II - Services and Activities of Investment Firms: Notifications | 6 |
Annex 1 - Standard Notification Form for Cross Border Services | 11 |
Annex 2 - Standard Notification Form for Branch Establishment | 13 |
Annex 3 - List of Competent Authorities for Notification of Cross-border Services and Branch Establishment | 17 |
Annex 4 - List of Website Address of Public Registers for Investment Firms in the Various Member States | 24 |
Annex 5 - List of Competent Bodies for Receipt of Complaints and Out-of-court Settlements of Complaints | 26 |
Annex 6 - List of Accredited Compensation Schemes | 31 |
Annex 7 - Joinder Agreement | 35 |
